Legal and Compliance

Regulatory Matters
“North Inlet Advisors, LLC” provides financial advice to companies on capital formation, mergers, acquisitions, divestitures, restructurings, and other complex corporate transactions. North Inlet Advisors is not a retail broker-dealer, does not conduct underwriting activities, provide research, analyst reports, or solicit or carry accounts, or offer or sell securities products to retail customers. North Inlet Advisors is registered as a broker-dealer with the U.S. Securities and Exchange Commission (“SEC”) and is a member of the Financial Industry Regulatory Authority (“FINRA”) and Securities Investor Protection Corporation (“SIPC”). Please visit and for more information.

No Offers To Sell Or Reliance On Information
No material on this website shall be used or considered as an offer to sell or a solicitation of any offer to buy the securities or services of North Inlet Advisors or any other issuer. Offers can only be made where lawful under, and in compliance with, applicable law. North Inlet Advisors makes no representations that transactions, products or services discussed on this website are available or appropriate for sale or use in all jurisdictions or by all investors. While North Inlet Advisors uses reasonable efforts to obtain information from reliable sources, North Inlet Advisors makes no representations or warranties as to the accuracy, reliability or completeness of any information or document on this website obtained outside of North Inlet Advisors. North Inlet Advisors is not utilizing this website to provide investment or other advice, and no information or material on this website is to be deemed a recommendation to buy or sell any securities or is to be relied upon for the purpose of making or communicating investment or other decisions. Any content on this website is subject to change without notice.

Business Continuity Plan
North Inlet Advisors has developed a Business Continuity Plan to respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, North Inlet Advisors must be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information about our Business Continuity Plan.

Contacting Us – If a significant business disruption occurs at our office located at 2115 Rexford Road, Suite 224, Charlotte, NC 28211, you may call John Burlingame at (704) 900-1142 (primary) or (704) 905-1029 (secondary) or Valerie Matena at (704) 900-1148 (primary) or (616) 540-7996 (secondary).

Our Business Continuity Plan incorporates plans to enable North Inlet Advisors to quickly recover and resume business operations after a significant business disruption and to effectively respond by safeguarding the employees, property, files, books and records of North Inlet Advisors. Our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption. We will make every reasonable effort to continue conducting business during any significant business disruption, employing the use of our Business Continuity Plan. We plan to continue conducting business during any significant business disruption unless circumstances prohibit us from doing so. If, for any reason, at any time, we are forced by circumstances outside our direct control to discontinue business, we will immediately determine our planned recovery time and communicate those plans to all concerned parties. While we have devoted considerable thought and effort to designing our Business Continuity Plan, no plan can assure recovery if a disaster were to occur.

North Inlet Advisors and all designations which comprise, include, or incorporate the term North Inlet Advisors in any format and service marks are owned by North Inlet Advisors.

Use Of Links
Should you leave this Site via a link contained herein, and view content that is not provided by North Inlet Advisors or its affiliates, you do so at your own risk. The content to which you link will not have been developed, checked for accuracy, or otherwise reviewed by North Inlet Advisors. North Inlet Advisors is not responsible for damages or losses caused by any delays, defects or omissions that may exist in the services, information or other content provided in such Site, whether actual, alleged, consequential or punitive.

Termination Of Usage
North Inlet Advisors may terminate or suspend your access to all or part of the Site, without notice, for any conduct that North Inlet Advisors, in its sole discretion, believes is in violation of any applicable law or is harmful to the interests of another person or of North Inlet Advisors, managing directors, partners, employees or other representatives.